Our client, a leading Financial Institution in Midtown, New York, is seeking an experienced Internal Audit professional to join their team at the AVP/VP level.
This role offers an excellent opportunity to contribute to the Bank's Risk Management and Control framework.
Position Overview: Reporting to the Head of Internal Audit, you will be responsible for planning and executing complex audits across various departments, with a focus on Accounting and Finance, Operations, and Compliance. This role is critical in ensuring the Bank's adherence to regulatory requirements and internal policies.
Key Responsibilities:
• Lead and conduct comprehensive audits of the Bank's Accounting and Finance, Operations, and Compliance functions
• Develop and implement risk-based audit plans and programs
• Evaluate the effectiveness of internal controls, risk management processes, and governance practices
• Prepare detailed audit reports, including findings and recommendations for senior management and the Audit Committee
• Follow up on the implementation of audit recommendations and corrective actions
• Collaborate with external auditors and regulatory examiners as needed
• Mentor and guide junior team members, fostering their professional development
• Stay current with industry trends, regulatory changes, and emerging risks in the banking sector
Qualifications:
• Bachelor's degree in Accounting, Finance, or a related field; MBA or relevant master's degree is a plus
• 4-10 years of progressive experience in Internal Audit, preferably within the Banking or Financial Services industry
• Professional certification such as CIA, CPA, or CISA
• Strong knowledge of banking operations, financial reporting, and regulatory requirements (e.g., SOX, FDICIA, BSA/AML)
• Excellent understanding of risk assessment methodologies and internal control frameworks (e.g., COSO)
• Proficiency in audit software and data analytics tools
• Outstanding analytical, problem-solving, and critical thinking skills
• Exceptional communication skills, both written and verbal
• Ability to manage multiple projects simultaneously and meet deadlines in a fast-paced environment
Preferred Skills:
• Experience with auditing digital banking platforms and fintech integrations
• Knowledge of both Capital Markets and Transaction Banking is a plus
• Familiarity with agile auditing methodologies
What We Offer:
• Competitive base salary range: $120,000 - $140,000, depending on experience
• Performance-based annual bonus
• Comprehensive benefits package including health insurance, 401(k) with company match, and paid time off
• Professional development opportunities and support for maintaining certifications
• Work-life balance initiatives and flexible work arrangements
This role presents an exciting opportunity for a skilled Audit professional to make a significant impact in a dynamic banking environment. The ideal candidate will possess a strong ethical compass, attention to detail, and the ability to communicate effectively with stakeholders at all levels of the Financial Institution.
If you are passionate about Internal Audit and ready to take on a challenging role, please reach out to Daniel Vano on Daniel.Vano@Trevosepartners.com
